This insightful program will cover best practices for training, inspections, and identifying foreseeable events that the security officer must report to the board. It will include a multitude of tools to assist in reporting. You’ll learn how to properly prepare, present, and document the annual written security report — not just to satisfy regulators, but to safeguard your institution in the event of litigation. Many financial institutions focus solely on regulatory compliance in board reports. But a board report missing key details can become a major liability if legal action is taken against the security officer, risk manager, management, or board members. The information regulators review is vastly different from what would be scrutinized in court. Attendees will gain essential insights into structuring an effective report, presenting it with confidence, and ensuring it includes critical details to protect the institution. Security officers will also receive valuable resources with statistics, facts, and strategies to help reduce liability. Don’t wait until an incident occurs! Learn how to make your security report a true asset in both compliance and risk management.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
- Identify information that should be reported to the board annually
- Report foreseeable events that could bring liability against the board
- Present major problems to the board with limited time
- Explain why the security officer/risk management department should report to the board in person
- Understand what is included in the security function
- Keep records that will make board reporting easier
TAKE-AWAY TOOLKIT
- Sample annual board report
- Sample top sheet for board reporting
- Special report form
- Incident report form
- Security tips
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
WHO SHOULD ATTEND?
This informative session was designed for auditors, compliance officers, security officers, risk management staff, senior management, and board members responsible for the security function.
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.
MEET THE PRESENTER
Barry Thompson, CRCM, Thompson Consulting Group, LLC
Barry Thompson is an international speaker, trainer, consultant, and writer. He is a security and compliance “guru” for a leading national training organization and regularly presents security conferences for trade groups – he has trained over 60,000 financial professionals. Barry is recognized worldwide, presenting in Brussels, Belgium to European bankers on internal fraud; at the United Nations on identity theft; and to Japanese bankers on bank security. Barry has worked in the financial services industry for over four decades, and has held the positions of security officer, compliance officer, treasurer, senior vice president, and executive vice president. He has handled over 900 security cases and has been involved with investigations and prosecutions at the federal, state, and local levels. Barry is the author of
101 Security Tips for the Beginning Security Officer and
Inside the Vault and has been interviewed by
Newsweek, Computer World, USA Today, and other national publications.
THREE REGISTRATION OPTIONS – WHAT YOU GET
1. LIVE WEBINAR 2. ON-DEMAND WEBINAR 3. BUNDLE & SAVE
- Unlimited live connections with shareable access within your institution
- Available to view on desktop, mobile & tablet devices
- Take-away toolkit
- Live Q&A session & the presenter's contact info for follow-up questions
- Access the webinar training from your User Portal
- Unlimited and shareable access to the recording within your institution, starting two business days after the live date
- Available to view 24/7 on desktop, mobile & tablet devices
- Take-away toolkit
- Ability to download the webinar video and toolkit items
- Presenter's contact info for follow-up questions
- Access the webinar training from your User Portal
- Save when you Bundle the Live + On-Demand Webinar Registration
- Includes all the items listed above
- Full registration descriptions can be found here
