This three-part webinar series is designed especially for BSA officers. Part 3 will take a deep dive into the components of the BSA/AML rule, CIP documentation, CDD requirements, OFAC screening, CTR completion, maintaining information for the sale of monetary instruments and funds transfers, monitoring for and reporting suspicious activity, and much more. As a BSA/AML officer you are responsible for developing and administering a program that encompasses the Bank Secrecy Act (BSA), anti-money laundering (AML), and countering the financing of terrorism (CFT). The program should identify your institution’s risks and provide adequate controls, monitoring processes, independent audits, and ongoing staff and director training. Wrapping your arms around all of these facets can seem like a daunting task. What should you focus on? What are the highest-risk areas? When is your next exam? How did the last exam go? How should new rules and updated procedures be communicated to staff and the board? How do you learn about new rules? This session will help answer these questions and more. It will provide tools and resources to help manage your responsibilities and be a successful BSA/AML officer!
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
- Review the five pillars upon which your entire BSA program is built
- Determine the areas of highest risk for your institution
- Incorporate the components of the AML Act into your training and reporting processes
- Comply with currency transaction reporting rules
- Identify and report suspicious activity
- Understand best practices for documenting compliance with CIP and CDD requirements
- Use the information and tools provided to develop a comprehensive training and reporting program
TAKE-AWAY TOOLKIT
- BSA policy checklist
- Accountholder risk review
- SAR narrative checklist
- CTR checklist
- Beneficial ownership calculator
- Employee training log
- Interactive quiz
- PDF of slides and speaker’s contact info for follow-up questions
- Attendance certificate provided to self-report CE credits
WHO SHOULD ATTEND?
This informative session is designed for BSA officers, BSA department staff, compliance officers, and internal auditors.
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.
MEET THE PRESENTER
Dawn Kincaid, Brode Consulting Services, Inc.
Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.
THREE REGISTRATION OPTIONS – WHAT YOU GET
1. LIVE WEBINAR 2. ON-DEMAND WEBINAR 3. BUNDLE & SAVE
- Unlimited live connections with shareable access within your institution
- Available to view on desktop, mobile & tablet devices
- Take-away toolkit
- Live Q&A session & the presenter's contact info for follow-up questions
- Access the webinar training from your User Portal
- Unlimited and shareable access to the recording within your institution, starting two business days after the live date
- Available to view 24/7 on desktop, mobile & tablet devices
- Take-away toolkit
- Ability to download the webinar video and toolkit items
- Presenter's contact info for follow-up questions
- Access the webinar training from your User Portal
- Save when you Bundle the Live + On-Demand Webinar Registration
- Includes all the items listed above
- Full registration descriptions can be found here
